SEC ADMINISTRATIVE PROCEEDINGS FEB – AUG 27 2019
source: https://www.sec.gov/litigation/admin.shtml
ADMINISTRATIVE PROCEEDINGS FEB – AUG 27 2019
Third Quarter |
||
34-86781 | Aug. 27, 2019 | EMS Capital LP Other Release No.: IA-5333 |
34-86779 | Aug. 27, 2019 | LD Holdings, Inc., Mansfield-Martin Exploration Mining, Inc. and RadTek, Inc. |
34-86777 | Aug. 27, 2019 | Bakken Resources, Inc., Ireland Inc. and Worlds Mall, Inc. |
34-86775 | Aug. 27, 2019 | China Xingbang Industry Group Inc. and Kingsmen Capital Group, Ltd. |
34-86771 | Aug. 27, 2019 | Alan G. Heide, CPA Other Release No.: AAER-4067 |
34-86770 | Aug. 27, 2019 | RSM US LLP (f/k/a McGladrey LLP) Other Release No.: IA-5331 |
IA-5332 | Aug. 27, 2019 | Stephen C. Browere |
34-86768 | Aug. 26, 2019 | Biolog, Inc., Bozki, Inc. and China Gewang Biotechnology, Inc. |
34-86763 | Aug. 26, 2019 | MMRGlobal, Inc., Silver Hill Mines, Inc. and Sterling Group Ventures, Inc. |
34-86762 | Aug. 26, 2019 | 5BARz International, Inc., Eagle Mountain Corporation and EFT Holdings, Inc. |
34-86761 | Aug. 26, 2019 | Joseph C. Buchanan Other Release Nos.: IA-5329, IC-33608 See also: Administrative Summary |
34-86758 | Aug. 26, 2019 | Diadexus, Inc., Mustang Alliances, Inc. and Protea Biosciences Group, Inc. |
34-86756 | Aug. 26, 2019 | Adama Technologies Corp., GeoBio Energy, Inc. and Powerdyne International, Inc. |
34-86755 | Aug. 26, 2019 | Jonathan Paltiel Flom |
IA-5330 | Aug. 26, 2019 | Laurel Wealth Advisors, Inc. See also: Administrative Summary |
34-86740 | Aug. 22, 2019 | Deutsche Bank AG Other Release No.: AAER-4065 See also: Administrative Summary |
34-86739 | Aug. 22, 2019 | Brian J. Polito |
34-86738 | Aug. 22, 2019 | Gray Financial Group, Inc., et al. See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice |
34-86726 | Aug. 22, 2019 | William Hill |
IA-5326 | Aug. 22, 2019 | Yehuda Belsky, aka “Jay Bell” See also: Administrative Summary |
IA-5327 | Aug. 22, 2019 | Patrick L. O’Connor |
34-86733 | Aug. 22, 2019 | Jeremy A. Licht d/b/a Jl Capital Management See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice |
34-86727 | Aug. 22, 2019 | JP Morgan Chase & Co. |
34-86720 | Aug. 21, 2019 | Michael Filkoski, CPA and Scott Magnuson, CPA Other Release No.: AAER-4064 See also: Administrative Summary |
34-86717 | Aug. 20, 2019 | American Business Services, Inc., Iris Biotechnologies, Inc. and Soul & Vibe Interactive Inc. |
34-86716 | Aug. 20, 2019 | Hybrid Coating Technologies, Inc., Infrastructure Developments Corp. and Oro East Mining, Inc. |
34-86715 | Aug. 20, 2019 | Joseph L. Pittera, Esq. |
34-86712 | Aug. 20, 2019 | Mosaic Capital, LLC and f/k/a Aoc Securities, LLC |
34-86711 | Aug. 20, 2019 | Ronaldo Gonzalez |
34-86710 | Aug. 20, 2019 | Financial Sherpa, Inc. and James L. Beyersdorf Other Release Nos.: IA-5324, IC-33591 See also: Administrative Summary |
34-86708 | Aug. 20, 2019 | TherapeuticsMD, Inc. See also: Administrative Summary |
33-10673 | Aug. 20, 2019 | ICO Rating |
34-86707 | Aug. 19, 2019 | Richard Targett-Adams |
34-86704 | Aug. 19, 2019 | 5BARz International, Inc., Eagle Mountain Corporation and EFT Holdings, Inc. |
34-86703 | Aug. 19, 2019 | chatAND, Inc., DTS8 Coffee Company, Ltd. and Greenfield Farms Food, Inc. |
34-86702 | Aug. 16, 2019 | Carl Ruderman |
34-86701 | Aug. 16, 2019 | Thomas Gillons Other Release No.: IA-5323 |
34-86693 | Aug. 16, 2019 | BMO Capital Markets Corporation |
33-10672 | Aug. 16, 2019 | Cantor Fitzgerald & Co. Other Release No.: 34-86694 |
34-86690 | Aug. 15, 2019 | Lorenz Erne See also: Administrative Summary |
IA-5322 | Aug. 15, 2019 | Christopher D. Dougherty |
34-86680 | Aug. 14, 2019 | SPIRE Corporation and The Staffing Group, Ltd. |
34-86677 | Aug. 14, 2019 | Robert William Myers, Jr. |
34-86675 | Aug. 14, 2019 | Samdrew IV, Inc. and Southland Health Services, Inc. |
34-86674 | Aug. 14, 2019 | Stirling Acquisition Corporation and ThinkEngine Networks, Inc. |
34-86673 | Aug. 14, 2019 | NWT Uranium Corp. |
34-86672 | Aug. 14, 2019 | Oakridge Holdings, Inc., et al. |
34-86668 | Aug. 14, 2019 | Monarch America, Inc. and VW Win Century, Inc. |
34-86665 | Aug. 14, 2019 | Greenhouse Solutions, Inc. and Latitude 360, Inc. |
34-86658 | Aug. 14, 2019 | Canaccord Genuity LLC |
34-86656 | Aug. 14, 2019 | Chris Kubiak Other Release No.: IA-5321 |
34-86655 | Aug. 14, 2019 | IMC Holdings, Inc., Microphase Corporation and Wintahenderson International, Inc. |
34-86654 | Aug. 14, 2019 | Healthway Shopping Network, Monetiva, Inc. and Unity Global Holdings Ltd. |
34-86653 | Aug. 14, 2019 | Golden Rush, Inc., LeGall Holdings, Inc. and My Healthy Access, Inc. |
34-86652 | Aug. 14, 2019 | Pacific Telcom, Inc., Peopleline Telecom Inc. and Spectrum Meditech Inc. n/k/a Resilient Energy, Inc. |
34-86650 | Aug. 13, 2019 | Carol J. Wayland |
34-86648 | Aug. 13, 2019 | Greenwood Hall, Inc., PMX Communities, Inc. and SurePure, Inc. |
34-86646 | Aug. 13, 2019 | Medisun Precision Medicine, Ltd., Next Graphite, Inc. and Omni Shrimp, Inc. |
34-86645 | Aug. 13, 2019 | Arabella Exploration, Inc., Scivanta Medical Corp. and Westmountain Distressed Debt, Inc. |
IA-5319 | Aug. 13, 2019 | MVP Manager LLC See also: Administrative Summary |
34-86641 | Aug. 13, 2019 | Michael J. Frew Other Release No.: IA-5320 |
34-86640 | Aug. 13, 2019 | Steve G. Blasko |
34-86639 | Aug. 13, 2019 | Mitchell B. Dow |
34-86638 | Aug. 13, 2019 | Barry Liss |
34-86633 | Aug. 12, 2019 | China Xingbang Industry Group Inc. and Kingsmen Capital Group, Ltd. |
34-86632 | Aug. 12, 2019 | China Tongzilian Group Share Limited, Inc. |
IA-5318 | Aug. 12, 2019 | Jeremy Joseph Drake |
33-10671 | Aug. 12, 2019 | SimplyVital Health, Inc. See also: Administrative Summary |
33-10669 | Aug. 9, 2019 | Corix Bioscience, Inc. and Michael L. Ogburn Other Release No.: 34-86622 See also: Administrative Summary |
34-86613 | Aug. 8, 2019 | Scio Diamond Technology Corp. |
34-86602 | Aug. 8, 2019 | Morgan Asset Management Inc., et al. |
34-86601 | Aug. 8, 2019 | Dennis Gibb and Sweetwater Investments, Inc. See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice |
34-86600 | Aug. 8, 2019 | Elizabeth Oharriz |
34-86598 | Aug. 7, 2019 | Oriental Magic Soup, Inc., et al. |
34-86596 | Aug. 7, 2019 | Ceetop Inc. n/k/a S.Q Hydrogen Power, Inc., China Internet Cafe Holdings Group, Inc. and Starlight Supply Chain Management Company |
34-86595 | Aug. 7, 2019 | Sean Kelly Other Release No.: IA-5316 |
34-86594 | Aug. 7, 2019 | Thomas W. Avent, Jr., CPA, Esq. Other Release No.: AAER-4063 See also: Litigation Release |
34-86593 | Aug. 7, 2019 | Sweetwater Investing, Inc. and Thunor International, Inc. |
34-86592 | Aug. 7, 2019 | Fighton Succession Corporation and Grand Enterprises, Inc. |
34-86591 | Aug. 7, 2019 | Rolling Pin Kitchen Emporium, Inc. and Speed of Thought, Inc. |
34-86584 | Aug. 6, 2019 | BCI Holding Inc., Bulova Technologies Group, Inc. and Omni Bio Pharmaceutical, Inc. |
34-86582 | Aug. 6, 2019 | BTHC X, Inc., Eco Building Products, Inc. and Kama Resources Inc. |
34-86581 | Aug. 6, 2019 | Aramex International Limited |
34-86580 | Aug. 6, 2019 | ASN Satellites, Inc., et al. |
34-86579 | Aug. 6, 2019 | Aroga Holding Corp., Global Sources Limited and United States Properties, Inc. |
34-86578 | Aug. 6, 2019 | Alife Corporation, et al. |
34-86577 | Aug. 6, 2019 | Gregg Evan Jaclin, Esq. See also: Administrative Summary |
34-86573 | Aug. 5, 2019 | Sito Mobile, Ltd. |
34-86570 | Aug. 5, 2019 | Dutch Gold Resources, Inc. and Paracap Corporation |
34-86568 | Aug. 5, 2019 | American Rare Earths, et al. |
34-86565 | Aug. 5, 2019 | Artisanal Brands, Inc. and Daleco Resources Corporation |
34-86564 | Aug. 5, 2019 | Nandu Thondavadi Other Release No.: AAER-4062 |
34-86561 | Aug. 2, 2019 | Empire Energy Corporation International, Moller International, Inc. and Rangeford Resources, Inc. |
34-86559 | Aug. 2, 2019 | Agritech Worldwide, Inc., Consolidated Gems, Inc. and Dominovas Energy Corporation |
34-86555 | Aug. 2, 2019 | Jason Dwayne Watson |
34-86551 | Aug. 1, 2019 | Fifth Street Management, LLC See also: Distribution Plan |
34-86544 | Aug. 1, 2019 | Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation |
34-86543 | Aug. 1, 2019 | Alan Shinderman |
34-86541 | Aug. 1, 2019 | Kendall J. Groom, CPA See also: Administrative Summary |
34-86540 | Aug. 1, 2019 | Kendall J. Groom, CPA Other Release Nos.: IA-5313, IC-33582 See also: Administrative Summary |
34-86538 | Aug. 1, 2019 | Brixmor Property Group Inc. |
34-86528 | Jul. 31, 2019 | Arabella Exploration, Inc., Scivanta Medical Corp. and Westmountain Distressed Debt, Inc. |
34-86526 | Jul. 31, 2019 | American Business Services, Inc., Iris Biotechnologies, Inc. and Soul & Vibe Interactive Inc. |
34-86524 | Jul. 31, 2019 | Axiom Corp., et al. |
34-86531 | Jul. 31, 2019 | Paul G. Kirk, Esq. |
34-86530 | Jul. 31, 2019 | John P. Kirk |
34-86521 | Jul. 31, 2019 | James W. Holden |
34-86522 | Jul. 31, 2019 | Jonathan Brosk Other Release Nos.: IA-5312, IC-33581 |
34-86519 | Jul. 30, 2019 | Electronic Cigarettes International Group, Ltd., Seaniemac International, Ltd. and Ziwira, Inc. |
34-86517 | Jul. 30, 2019 | Cornerworld Corp. and DMH International, Inc. |
34-86515 | Jul. 30, 2019 | Bioshaft Water Technology, Inc., MeeMee Media Inc. and Zeecol International, Inc. |
34-86513 | Jul. 30, 2019 | Blackcraft Cult, Inc. and Unified Signal, Inc. |
34-86506 | Jul. 29, 2019 | MMRGlobal, Inc., Silver Hill Mines, Inc. and Sterling Group Ventures, Inc. |
34-86503 | Jul. 29, 2019 | Hybrid Coating Technologies, Inc., Infrastructure Developments Corp. and Oro East Mining, Inc. |
34-86500 | Jul. 29, 2019 | chatAND, Inc., DTS8 Coffee Company, Ltd. and Greenfield Farms Food, Inc. |
IA-5311 | Jul. 29, 2019 | Christopher Plaford See also: Administrative Summary |
34-86495 | Jul. 26, 2019 | Nevanna Sacks, CPA Other Release No.: AAER-4060 |
34-86489 | Jul. 26, 2019 | Timothy M. Rooney, Sr. Other Release Nos.: IA-5310, IC-33577 |
34-86487 | Jul. 26, 2019 | Mariposa Health, Inc. and STL Marketing Group, Inc. |
34-86486 | Jul. 26, 2019 | House of BODS Fitness, Inc., Reef Oil & Gas Income & Development Fund III LP and Techlabs, Inc. |
34-86485 | Jul. 26, 2019 | Bingo Nation, Inc., Sino-American Net Media Corp. and Wussler Worldwide Media Co. |
34-86483 | Jul. 26, 2019 | William Harper Minor, Jr. Other Release No.: IA-5308 |
34-86481 | Jul. 26, 2019 | Chua Seong Seng, aka Robbie Chua |
34-86474 | Jul. 25, 2019 | Morgan Stanley, Co. LLC; Morgan Stanley ABS Capital I Inc.; and Morgan Stanley Mortgage Capital Holdings LLC |
34-86472 | Jul. 25, 2019 | BKS Advisors, LLC See also: Distribution Plan |
34-86467 | Jul. 25, 2019 | 5BARz International, Inc., Eagle Mountain Corporation and EFT Holdings, Inc. |
34-86466 | Jul. 25, 2019 | Sohin S. Shah |
34-86456 | Jul. 24, 2019 | Diversified Corporate Resources, Inc., NetWolves Corporation and Samdrew VIII, Inc. |
34-86455 | Jul. 24, 2019 | Biscayne Acquisition Group Inc. and Teleplus World, Corp. |
34-86454 | Jul. 24, 2019 | Capital Trust Holdings, Inc., Florida Gaming Corporation and Go Public, Inc. |
34-86453 | Jul. 24, 2019 | Biolog, Inc., Bozki, Inc. and China Gewang Biotechnology, Inc. |
34-86452 | Jul. 24, 2019 | Armco Metals Holdings, Inc., Global Future City Holding, Inc. and TraceGuard Technologies, Inc. |
33-10665 | Jul. 24, 2019 | Robert L. Baker, et al. Other Release Nos.: 34-86462, IC-33575 |
33-10664 | Jul. 24, 2019 | Robert L. Baker, et al. Other Release Nos.: 34-86461, IC-33574 |
33-10663 | Jul. 24, 2019 | Robert L. Baker, et al. Other Release Nos.: 34-86459, IC-33567 |
34-86451 | Jul. 24, 2019 | Enhanced Services Company, Inc. and Ingenex, Inc. |
34-86450 | Jul. 24, 2019 | Knowledgebroker, Inc., et al. |
34-86449 | Jul. 24, 2019 | Neco Energy Corporation, Neighborhood Investment, Ltd. and New Dawn Entertainment Inc. |
34-86448 | Jul. 24, 2019 | Equality Investments, Inc., Freedom Financial Corporation and Mustang Resources Inc. |
IA-5307 | Jul. 24, 2019 | N. Gary Price See also: Administrative Summary |
34-86446 | Jul. 24, 2019 | Foundations Asset Management, LLC, Michael W. Shamburger and Rob E. Wedel Other Release No.: IA-5306 See also: Administrative Summary |
34-86445 | Jul. 23, 2019 | American Smooth Wave Ventures, Inc. |
34-86441 | Jul. 23, 2019 | QuantumSphere, Inc. and Shenzhen Yidian Double Way of Innovation Culture Media Corp. |
34-86439 | Jul. 23, 2019 | Gold Lakes Corp. and Novagen Ingenium Inc. |
34-86438 | Jul. 23, 2019 | Africa Growth Corporation and Gold Dynamics Corp. |
34-86435 | Jul. 23, 2019 | Balaji Sundarraj and David O’brien See also: Administrative Summary |
34-86421 | Jul. 22, 2019 | Microsoft Corporation See also: Administrative Summary |
IA-5305 | Jul. 19, 2019 | Account Management LLC, Christopher de Roetth and Peter de Roetth |
34-86409 | Jul. 18, 2019 | Henry J. Wieniewitz, III Other Release No.: IA-5304 |
IA-5303 | Jul. 18, 2019 | Swapnil Rege Other Release No.: IC-33561 |
IA-5302 | Jul. 17, 2019 | Salus, LP, et al. Other Release No.: IC-33560 See also: Administrative Summary |
34-86397 | Jul. 16, 2019 | Spring Hill Capital Markets, LLC, et al. Other Release No.: IC-33559 |
34-86396 | Jul. 16, 2019 | School Services of California, Inc. See also: Administrative Summary |
34-86395 | Jul. 16, 2019 | G. Wayne Oetken See also: Administrative Summary |
34-86393 | Jul. 16, 2019 | Dale Scott & Company, Inc. See also: Administrative Summary |
IA-5301 | Jul. 16, 2019 | Hana Woosuk Byun and a/k/a Hana Kevin Byun Other Release No.: IC-33557 |
34-86385 | Jul. 16, 2019 | Dov Weinstein, CPA and Dov Weinstein & Co., CPA Other Release No.: AAER-4059 See also: Administrative Summary |
34-86382 | Jul. 15, 2019 | Alexander Capital, L.P. |
34-86373 | Jul. 15, 2019 | Nomura Securities International, Inc. |
34-86372 | Jul. 15, 2019 | Nomura Securities International, Inc. |
34-86369 | Jul. 12, 2019 | Kwen Y. Chun Other Release No.: IA-5299 |
34-86357 | Jul. 11, 2019 | Jehu Hand, Esq. |
IA-5295 | Jul. 11, 2019 | Kimm C. Hannan |
34-86350 | Jul. 10, 2019 | Thomas H. Laws, CPA Other Release No.: AAER-4058 |
34-86347 | Jul. 10, 2019 | Fidelity Transfer Services, Inc. and Ruben Sanchez Other Release No.: IC-33550 See also: Administrative Summary |
34-86331 | Jul. 9, 2019 | Paul Douglas Vandivier |
34-86330 | Jul. 8, 2019 | Visium Asset Management, LP See also: Distribution Plan |
34-86317 | Jul. 5, 2019 | Pedro L. Gonzalez-Seijo Other Release No.: IA-5289 |
34-86294 | Jul. 3, 2019 | Alexander Charles White |
34-86273 | Jul. 2, 2019 | James B. Catledge |
IA-5270 | Jul. 2, 2019 | The Parrish Group, LLC and Daryl M. Davis Other Release No.: IC-33540 |
34-86268 | Jul. 1, 2019 | Tory J. R. Schalkle |
34-86267 | Jul. 1, 2019 | Jonathan E. Shoucair |
34-86266 | Jul. 1, 2019 | Kenneth S. Gross |
34-86265 | Jul. 1, 2019 | Edward Dean Goss |
34-86254 | Jul. 1, 2019 | Laverne C. Moter Other Release No.: IA-5264 |
34-86252 | Jul. 1, 2019 | Thomas Chang, CPA Other Release No.: AAER-4057 |
33-10656 | Jul. 1, 2019 | GT Media, Inc. |
33-10655 | Jul. 1, 2019 | Fieldstone Financial Management Group, LLC and Kristofor R. Behn Other Release Nos.: 34-86251, IA-5263, IC-33538 |
Second Quarter |
||
IA-5262 | Jun. 28, 2019 | Avi Chiat, Esq. |
34-86243 | Jun. 28, 2019 | CellCyte Genetics Corp. and China Pediatric Pharmaceuticals, Inc. |
34-86240 | Jun. 28, 2019 | S. Jeffrey Jones, CPA Other Release No.: AAER-4056 |
34-86239 | Jun. 28, 2019 | R. Gordon Jones, CPA Other Release No.: AAER-4055 |
34-86215 | Jun. 27, 2019 | Nicholi Mandracken |
IC-33534 | Jun. 27, 2019 | State Street Bank and Trust Company |
34-86210 | Jun. 27, 2019 | IFS Securities |
34-86196 | Jun. 26, 2019 | Gregory T. Dean |
IA-5261 | Jun. 25, 2019 | Amrit J. S. Chahal |
34-86190 | Jun. 24, 2019 | Fifth Street Management, LLC See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice |
34-86185 | Jun. 24, 2019 | Suzanne Aileen Gagnier |
34-86181 | Jun. 24, 2019 | Anastasios P. “Tommy” Belesis |
34-86180 | Jun. 21, 2019 | Daryl M. Payton Other Release No.: IA-5260 |
IA-5259 | Jun. 21, 2019 | Edward Lee Moody, Jr. |
IA-5258 | Jun. 20, 2019 | Javier Rios |
34-86171 | Jun. 20, 2019 | Michael D. Keryc |
33-10651 | Jun. 20, 2019 | Benjamin H. Gordon Other Release Nos.: 34-86164, IC-33514 See also: Administrative Summary |
34-86160 | Jun. 20, 2019 | Richard Mccall Bohnsack |
34-86159 | Jun. 20, 2019 | Walmart Inc. Other Release No.: AAER-4054 |
33-10650 | Jun. 18, 2019 | Wedbush Securities, Inc. Other Release No.: 34-86133 |
IA-5254 | Jun. 17, 2019 | Jaswant Gill |
34-86125 | Jun. 17, 2019 | Maxwell Technologies, Inc., et al. |
34-86124 | Jun. 17, 2019 | Michael Santicchia, CPA Other Release No.: AAER-4053 |
34-86123 | Jun. 17, 2019 | Stephen D. Cheaney, CPA Other Release No.: AAER-4052 |
34-86118 | Jun. 17, 2019 | KPMG LLP Other Release No.: AAER-4051 |
33-10647 | Jun. 14, 2019 | Industrial and Commercial Bank of China Financial Services LLC Other Release No.: 34-86108 |
34-86107 | Jun. 14, 2019 | David Vogel, CPA Other Release No.: AAER-4050 |
34-86105 | Jun. 13, 2019 | Hugh Dunkerley Other Release No.: IA-5252 |
34-86100 | Jun. 13, 2019 | Orthofix International N.V. |
34-86102 | Jun. 13, 2019 | Maxwell Technologies, Inc., et al. |
34-86098 | Jun. 13, 2019 | Jovannie Aquino |
34-86093 | Jun. 12, 2019 | Anthony G. Blumberg See also: Administrative Summary |
34-86090 | Jun. 11, 2019 | Changda International Holdings, Inc. |
34-86088 | Jun. 11, 2019 | Infrastructure International, Inc. |
34-86075 | Jun. 10, 2019 | Andy Altahawi |
IA-5251 | Jun. 10, 2019 | David S. Goulding |
34-86058 | Jun. 6, 2019 | Yanglin Soybean, Inc. |
34-86057 | Jun. 6, 2019 | Bluforest, Inc. |
34-86056 | Jun. 6, 2019 | Fern Holdings Corp., et al. |
34-86055 | Jun. 6, 2019 | Jose G. Ramirez, Jr. |
34-86052 | Jun. 6, 2019 | Evergreen Investment Management Company, LLC, et al. |
34-86050 | Jun. 6, 2019 | Quantek Asset Management, LLC, et al. See also: Distribution Plan |
34-86046 | Jun. 6, 2019 | Computer Sciences Corporation, et al. |
34-86045 | Jun. 6, 2019 | Kimberly Pine Kitts Other Release No.: IA-5250 |
34-86034 | Jun. 5, 2019 | Pinnacle Accountancy Group, PLLC and Douglas W. Child, CPA Other Release No.: AAER-4049 |
34-86028 | Jun. 4, 2019 | Michael T. Rand, CPA Other Release No.: AAER-4048 |
IA-5245 | Jun. 4, 2019 | Deer Park Road Management Company, LP and Scott E. Burg |
33-10643 | Jun. 3, 2019 | Joseph Palermo See also: Administrative Summary |
33-10642 | Jun. 3, 2019 | Anthony Savino Other Release Nos.: 34-86020, IA-5244 See also: Administrative Summary |
34-85998 | May 31, 2019 | Morgan Stanley, Co. LLC; Morgan Stanley ABS Capital I Inc; and Morgan Stanley Mortgage Capital Holdings LLC See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice Comments received are available for this proposed plan. |
34-85997 | May 31, 2019 | BKS Advisors LLC and Roger T. Denha See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice |
34-85968 | May 30, 2019 | Clayborne Group, LLC and Dean A. Heinemann |
34-85965 | May 30, 2019 | Jeffrey Spanier |
34-85956 | May 29, 2019 | David A. Altom and Gabriel V. Graven |
34-85947 | May 28, 2019 | Sean D. Premock Other Release No.: IA-5243 |
IA-5242 | May 28, 2019 | Stephen Brandon Anderson |
34-85943 | May 24, 2019 | William James Roth |
34-85942 | May 24, 2019 | Charles Cary Davis |
34-85941 | May 24, 2019 | Alexander Bevil |
34-85939 | May 24, 2019 | Robert Kenneth Lindell, Jr. Other Release No.: IA-5241 |
34-85918 | May 22, 2019 | Icon Vapor, Inc., et al. |
34-85917 | May 22, 2019 | Kenneth Edward Shelton |
34-85916 | May 22, 2019 | Mark Christopher Parman |
34-85915 | May 22, 2019 | Martin Delaine Lewis |
34-85914 | May 22, 2019 | Michael Allen Duke |
34-85905 | May 21, 2019 | Marcus Bradford Bray |
34-85904 | May 21, 2019 | Claude Steven Mosley |
34-85902 | May 21, 2019 | Andrew G. Costa |
34-85901 | May 21, 2019 | Randy T. Rondberg |
34-85898 | May 21, 2019 | E-Waste Systems, Inc. |
34-85897 | May 20, 2019 | Paul B. Powers, Esq. |
34-85891 | May 20, 2019 | UBS Financial Services Incorporated of Puerto Rico and Ramiro L. Colon, III |
33-10639 | May 16, 2019 | J.S. Oliver Capital Management, L.P. and Ian O. Mausner Other Release Nos.: 34-85880, IA-5236, IC-33476 |
34-85878 | May 16, 2019 | Robert M. Schulman, Esq. |
34-85867 | May 15, 2019 | Wilson-Davis & Co., Inc. See also: Administrative Summary |
34-85858 | May 14, 2019 | Cadaret and Grant & Co., Inc. |
IA-5234 | May 14, 2019 | Oscar Ferrer Rivera |
34-85853 | May 14, 2019 | Jonathan A. Rivera-Padilla Other Release No.: IA-5233 |
33-10638 | May 14, 2019 | NextBlock Global Ltd. and Alex Tapscott See also: Administrative Summary |
34-85847 | May 13, 2019 | Bryan B. Long, CPA Other Release No.: AAER-4047 |
34-85832 | May 10, 2019 | MMR Investment Bankers, et al. |
34-85827 | May 10, 2019 | Visium Asset Management, LP |
34-85821 | May 9, 2019 | Avant Diagnostics, Inc., et al. |
34-85819 | May 9, 2019 | Telefônica Brasil S.A. Other Release No.: AAER-4046 See also: Administrative Summary |
34-85818 | May 9, 2019 | Bohai Pharmaceuticals Group Inc. |
34-85816 | May 9, 2019 | China Domestica Bio-Technology Holdings, Inc. |
34-85815 | May 9, 2019 | Oriental Dragon Corp. |
IA-5232 | May 9, 2019 | Jeffrey Francis Thompson |
34-85809 | May 8, 2019 | Meridian Co., Ltd. |
34-85805 | May 8, 2019 | Chang-On International, Inc. and Computer Graphics International Inc. |
34-85787 | May 6, 2019 | Next Galaxy Corp. and Novamex Energy, Inc. |
34-85786 | May 6, 2019 | Ibex Advanced Mortgage Technology, Inc. |
34-85785 | May 6, 2019 | ANV Security Group, Inc. |
34-85784 | May 6, 2019 | Solo International, Inc. and Your Event, Inc. |
34-85791 | May 6, 2019 | Fred Alger Management, Inc. and Fred Alger & Company, Incorporated |
34-85780 | May 6, 2019 | Rocco Roveccio |
IA-5229 | May 6, 2019 | Corinthian Capital Group, LLC, Peter B. Van Raalte and David G. Tahan |
34-85769 | May 3, 2019 | Play La Inc. and Titan Trading Analytics, Inc. |
IA-5228 | May 3, 2019 | Paul Peter Gierten |
33-10637 | May 3, 2019 | Thomas Gutierrez Other Release No.: 34-85768 |
33-10636 | May 3, 2019 | GT Advanced Technologies Inc. Other Release Nos.: 34-85767, AAER-4045 |
34-85762 | May 2, 2019 | Taberna Capital Management, LLC, Michael Fralin and Raphael Licht See also: Modified Distribution Plan |
34-85753 | Apr. 30, 2019 | Ominto, Inc. |
34-85742 | Apr. 29, 2019 | Fifth Street Management, LLC |
34-85736 | Apr. 26, 2019 | Sebring Software, Inc. and Studio II Brands, Inc. |
34-85735 | Apr. 26, 2019 | Neurologix, Inc., Organic Alliance, Inc. and Zinco Do Brasil, Inc. |
34-85733 | Apr. 26, 2019 | China Greenstar Corporation, et al. |
34-85720 | Apr. 25, 2019 | KollagenX Corp., et al. |
34-85719 | Apr. 25, 2019 | GO EZ Corporation, et al. |
34-85718 | Apr. 25, 2019 | Falconridge Oil Technologies Corp., FLASR, Inc. and Fonon Corp. |
33-10633 | Apr. 25, 2019 | Deutsche Bank Trust Company Americas |
34-85712 | Apr. 23, 2019 | Hall Tees, Inc., et al. |
34-85709 | Apr. 23, 2019 | Michael F. Cronin, CPA Other Release No.: AAER-4043 |
34-85708 | Apr. 23, 2019 | Universal Bioenergy, Inc. |
IA-5226 | Apr. 23, 2019 | Charter Capital Management, LLC and Steven Morris Bruce |
34-85704 | Apr. 22, 2019 | Charles Myrick Winstead Other Release No.: IA-5225 |
33-10632 | Apr. 22, 2019 | Dov Zaidman, CPA, and ZBS Group LLP Other Release Nos.: 34-85702, AAER-4041 |
34-85703 | Apr. 22, 2019 | David M. Martin, CPA Other Release No.: AAER-4042 |
33-10630 | Apr. 19, 2019 | Prosper Funding LLC |
34-85694 | Apr. 19, 2019 | Harvey Paul Tabb |
34-85684 | Apr. 18, 2019 | Fifth Street Management, LLC |
34-85680 | Apr. 17, 2019 | BioPharma Manufacturing Solutions Inc., CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) and Crane Global Energy Company |
34-85679 | Apr. 17, 2019 | China Hefeng Rescue Equipment, Inc., et al. |
34-85677 | Apr. 17, 2019 | Tintic Gold Mining Company |
34-85675 | Apr. 17, 2019 | Green Innovations Ltd. |
33-10628 | Apr. 17, 2019 | Matthew R. Rossi and SJL Capital, LLC Other Release Nos.: 34-85683, IA-5224 |
34-85661 | Apr. 16, 2019 | Infinity Real Estate Holdings Corporation, et al. |
34-85659 | Apr. 16, 2019 | dELiA*S Inc. and Global Energy, Inc. |
34-85648 | Apr. 15, 2019 | IMK Group, Inc., MobileBits Holdings Corporation and National Energy Services, Inc. |
34-85645 | Apr. 15, 2019 | CNK Global, Inc. (a/k/a American Life Holding Co., Inc.) |
34-85641 | Apr. 15, 2019 | American Express Financial Corporation (Now Known as Ameriprise Financial, Inc.) |
34-85633 | Apr. 12, 2019 | Stanley S. Bae Other Release Nos.: IA-5223, IC-33445 |
34-85621 | Apr. 11, 2019 | Creator Capital Ltd. |
34-85619 | Apr. 11, 2019 | China Du Kang Co., Ltd. |
34-85618 | Apr. 11, 2019 | Clear Scope Advisors, Inc. |
34-85615 | Apr. 11, 2019 | GeoGlobal Resources, Inc. and USA Synthetic Fuel Corp. |
34-85607 | Apr. 11, 2019 | Jeremy S. Wagers, Esq. |
34-85598 | Apr. 10, 2019 | Montalvo Spirits, Inc., et al. |
34-85595 | Apr. 10, 2019 | Engage Eco Solutions, Inc., et al. |
34-85594 | Apr. 10, 2019 | Axiom Oil & Gas Corp., Ironwood Gold Corp. and Surge Global Energy, Inc. |
34-85583 | Apr. 10, 2019 | James M. Schneider, Esq. |
34-85581 | Apr. 10, 2019 | Martin R. Stancik Other Release No.: IA-5221 |
33-10627 | Apr. 10, 2019 | Adam C. Derbyshire Other Release Nos.: 34-85582, AAER-4039 |
34-85580 | Apr. 9, 2019 | Aervision Holdings, Inc., et al. |
34-85575 | Apr. 9, 2019 | Jay Lapine, Esq. |
34-85574 | Apr. 9, 2019 | Albert J. Rasch, Jr., Esq. |
34-85570 | Apr. 9, 2019 | Immunoclin Corp., et al. |
34-85562 | Apr. 9, 2019 | FuelNation, Inc. and 3D Total Solutions, Inc. |
34-85558 | Apr. 9, 2019 | James K. Mckillop |
34-85556 | Apr. 8, 2019 | Petrosonic Energy, Inc., et al. |
34-85550 | Apr. 8, 2019 | China Fruits Corp. and Skystar Bio-Pharmaceutical Co. |
34-85549 | Apr. 8, 2019 | Vortronnix Technologies, Inc. |
34-85548 | Apr. 8, 2019 | Escalera Resources Co. and Force Minerals Corp. |
34-85536 | Apr. 5, 2019 | William B. Fretz, Jr., et al. (Corrected) |
34-85530 | Apr. 5, 2019 | Logitech International, S.A., Michael Doktorczyk and Sherralyn Bolles, CPA |
34-85528 | Apr. 5, 2019 | Apex Fund Services (US), Inc. |
34-85525 | Apr. 5, 2019 | Tai-Cheng Yang |
34-85524 | Apr. 5, 2019 | Alonzo R. Cahoon Other Release No.: IA-5218 |
34-85518 | Apr. 5, 2019 | KLJ & Associates, LLP, Kent L. Jensen, CPA and Ronald A. Burgmeier, CPA Other Release No.: AAER-4037 See also: Administrative Summary |
34-85516 | Apr. 4, 2019 | Lisa C. Berry, Esq. |
34-85514 | Apr. 4, 2019 | Joseph Mario Genzone |
34-85496 | Apr. 3, 2019 | Evan R. Kita, CPA Other Release No.: AAER-4036 |
33-10626 | Apr. 2, 2019 | Chad Starkey |
34-85483 | Apr. 2, 2019 | Kevin E. Brooks, CPA Other Release No.: AAER-4035 |
34-85478 | Apr. 1, 2019 | Jennifer F. Wolf, CPA Other Release No.: AAER-4034 |
33-10625 | Apr. 1, 2019 | Omar Zaki Other Release Nos.: 34-85477, IA-5217, IC-33435 See also: Administrative Summary |
33-10624 | Apr. 1, 2019 | Mutual Coin Fund LLC and Usman Majeed |
First Quarter |
||
34-85476 | Mar. 29, 2019 | Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.), Green Innovations, Ltd. and Red Giant Entertainment, Inc. |
IA-5216 | Mar. 29, 2019 | Gregory M. Bercowy |
34-85473 | Mar. 29, 2019 | Quantek Asset Management, LLC, et al. See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice |
34-85468 | Mar. 29, 2019 | Fresenius Medical Care AG & Co. KGaA Other Release No.: AAER-4033 |
34-85460 | Mar. 29, 2019 | Vision Financial Markets LLC See also: Administrative Summary |
34-85445 | Mar. 28, 2019 | Hua Yang Investment Group, et al. |
34-85444 | Mar. 28, 2019 | Coupon Express, Inc., et al. |
33-10623 | Mar. 28, 2019 | Dennis Gibb and Sweetwater Investments, Inc. Other Release Nos.: 34-85443, IA-5215, IC-33432 |
34-85433 | Mar. 28, 2019 | First Southwest Company, LLC |
34-85432 | Mar. 27, 2019 | Golden Global Corp. and Power Efficiency Corporation |
34-85428 | Mar. 26, 2019 | Mackenzie Taylor Minerals, Inc., et al. |
34-85427 | Mar. 26, 2019 | Hedgebrook, Jayhawk Energy, Inc. and Rubicon Financial, Inc. |
34-85421 | Mar. 26, 2019 | Cibolan Gold Corporation |
34-85416 | Mar. 26, 2019 | Gamzio Mobile, Inc. |
34-85424 | Mar. 26, 2019 | Jason A. Wallace |
34-85418 | Mar. 26, 2019 | Howard M. Appel, Esq. |
34-85415 | Mar. 26, 2019 | Oscar Francis Other Release No.: IA-5212 |
34-85411 | Mar. 26, 2019 | Tiber Creek Corp. and James M. Cassidy |
34-85410 | Mar. 25, 2019 | Juqun, Inc., Nevada Gold Corp. and Nexus Data Technologies Corporation |
34-85409 | Mar. 25, 2019 | Development Capital Group, Inc., et al. |
34-85405 | Mar. 25, 2019 | Mullan Agritech, Inc. and Reliabrand, Inc. |
34-85404 | Mar. 25, 2019 | Boldface Group, Inc., et al. |
IA-5211 | Mar. 25, 2019 | Neil Maxwell |
IA-5210 | Mar. 25, 2019 | Charles G. Stivers |
34-85408 | Mar. 25, 2019 | Karl R. Dierman Other Release No.: IA-5209 |
34-85407 | Mar. 25, 2019 | Kevin D. Wanner Other Release No.: IA-5208 |
34-85403 | Mar. 25, 2019 | Visium Asset Management, LP See also: Proposed Distribution Plan Comments due: 30 days from date of this Notice Comments received are available for this proposed plan. |
34-85398 | Mar. 22, 2019 | Judson F. “Rick” Hoover, CPA Other Release No.: AAER-4031 |
34-85395 | Mar. 22, 2019 | Merrill Lynch, Pierce and Fenner & Smith Incorporated |
34-85394 | Mar. 21, 2019 | First Liberty Power Corp., et al. |
34-85384 | Mar. 21, 2019 | Wells Fargo Brokerage Services, LLC, n/k/a Wells Fargo Securities, LLC and Shawn Patrick Mcmurtry |
34-85380 | Mar. 20, 2019 | e.Digital Corp. and Liberty Coal Energy Corp. |
34-85378 | Mar. 20, 2019 | AFN, Inc., et al. |
34-85377 | Mar. 20, 2019 | New York Sub Co. |
34-85369 | Mar. 20, 2019 | Cono Italiano, Inc., Plures Technologies, Inc. and Secured Technology Innovations Corp. |
34-85361 | Mar. 19, 2019 | Inergetics, Inc. |
34-85360 | Mar. 19, 2019 | Tungsten Corp. |
34-85359 | Mar. 19, 2019 | New Media Insight Group, Inc. and Pacific Sands, Inc. |
34-85358 | Mar. 19, 2019 | American Magna Corp., et al. |
34-85355 | Mar. 19, 2019 | Richard G. Cody Other Release No.: IA-5203 |
34-85353 | Mar. 18, 2019 | Cardinal Energy Group, Inc. |
34-85340 | Mar. 18, 2019 | Augustine Capital Management, et al. See also: Distribution Plan |
34-85343 | Mar. 18, 2019 | Gregg A. Lerman |
34-85342 | Mar. 18, 2019 | Joshua B. Gladtke |
34-85341 | Mar. 18, 2019 | Robert P. DePalo |
34-85338 | Mar. 15, 2019 | Hydrogen Future Corporation, Omega Brands, Inc. and Optionable Inc. |
34-85337 | Mar. 15, 2019 | Stragenics, Inc. |
IA-5200 | Mar. 15, 2019 | Craig Arsenault |
34-85330 | Mar. 15, 2019 | Jared Jeffrey Davis |
IA-5202 | Mar. 15, 2019 | Talimco, LLC |
IA-5201 | Mar. 15, 2019 | Grant Gardner Rogers Other Release No.: IC-33400 |
34-85309 | Mar. 13, 2019 | Wedbush Securities, Inc. |
34-85291 | Mar. 12, 2019 | Lumber Liquidators Holdings, Inc. |
33-10614 | Mar. 12, 2019 | Kiarash (Kia) Jam Other Release Nos.: 34-85290, IC-33396 See also: Administrative Summary |
34-85289 | Mar. 11, 2019 | Kung Fu Dragon Group Limited |
34-85286 | Mar. 11, 2019 | Guardian 8 Holdings and Idaho North Resources Corporation |
34-85285 | Mar. 11, 2019 | Aquilarts, Inc., et al. |
IA-5199 | Mar. 11, 2019 | Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC |
IA-5198 | Mar. 11, 2019 | RBC Capital Markets, LLC |
IA-5197 | Mar. 11, 2019 | Deutsche Bank Securities Inc. |
IA-5196 | Mar. 11, 2019 | Stephens Inc. |
IA-5195 | Mar. 11, 2019 | Select Money Management, Inc. |
IA-5194 | Mar. 11, 2019 | Raymond Lawrence Lent, (dba the Putney Financial Group and Registered Investment Advisors) |
IA-5193 | Mar. 11, 2019 | M Holdings Securities, Inc. |
IA-5192 | Mar. 11, 2019 | First Republic Investment Management, Inc. |
IA-5191 | Mar. 11, 2019 | D.A. Davidson & Co. |
IA-5190 | Mar. 11, 2019 | Trustcore Financial Services, LLC |
IA-5189 | Mar. 11, 2019 | Stifel and Nicolaus & Company, Incorporated |
IA-5188 | Mar. 11, 2019 | Spire Wealth Mangement, LLC |
IA-5187 | Mar. 11, 2019 | Lockwood Advisors, Inc. |
IA-5186 | Mar. 11, 2019 | Kestra Private Wealth Services, LLC |
IA-5185 | Mar. 11, 2019 | Kestra Advisory Services, LLC |
IA-5184 | Mar. 11, 2019 | Janney Montgomery Scott LLC |
IA-5183 | Mar. 11, 2019 | Hazlett and Burt & Watson, Inc. |
IA-5182 | Mar. 11, 2019 | Coastal Investment Advisors, Inc. |
IA-5181 | Mar. 11, 2019 | Syndicated Capital, Inc. |
IA-5180 | Mar. 11, 2019 | Sorrento Pacific Financial, LLC |
IA-5179 | Mar. 11, 2019 | Silversage Advisors |
IA-5178 | Mar. 11, 2019 | Private Portfolio, Inc. |
IA-5177 | Mar. 11, 2019 | PlanMember Securities Corporation |
IA-5176 | Mar. 11, 2019 | CUSO Financial Services, L.P. |
IA-5175 | Mar. 11, 2019 | AXA Advisors, LLC |
IA-5174 | Mar. 11, 2019 | Woodbury Financial Services, Inc. |
IA-5173 | Mar. 11, 2019 | Popular Securities, LLC |
IA-5172 | Mar. 11, 2019 | NBC Securities, Inc. |
IA-5171 | Mar. 11, 2019 | Kovack Advisors, Inc. |
IA-5170 | Mar. 11, 2019 | Calton & Associates, Inc. |
IA-5169 | Mar. 11, 2019 | Benchmark Capital Advisors LLC |
IA-5168 | Mar. 11, 2019 | Summit Financial Group, Inc. |
IA-5167 | Mar. 11, 2019 | Northeast Asset Management, LLC |
IA-5166 | Mar. 11, 2019 | EFG Asset Management (Americas) Corp. |
IA-5165 | Mar. 11, 2019 | BB&T Securities, LLC |
IA-5164 | Mar. 11, 2019 | Provise Management Group, LLC |
IA-5163 | Mar. 11, 2019 | Next Financial Group, Inc. |
IA-5162 | Mar. 11, 2019 | MIAI, Inc. |
IA-5161 | Mar. 11, 2019 | First Kentucky Securities Corporation |
IA-5160 | Mar. 11, 2019 | Bok Financial Securities, Inc. |
IA-5159 | Mar. 11, 2019 | Client One Securities, LLC |
IA-5158 | Mar. 11, 2019 | National Asset Management, Inc. |
IA-5157 | Mar. 11, 2019 | Investment Research Corp |
IA-5156 | Mar. 11, 2019 | First National Capital Markets, Inc. |
IA-5155 | Mar. 11, 2019 | Ameritas Investment Corp. |
IA-5154 | Mar. 11, 2019 | Principal Securities, Inc. |
IA-5153 | Mar. 11, 2019 | Lasalle St. Investment Advisors, L.L.C. |
IA-5152 | Mar. 11, 2019 | L.M. Kohn & Company |
IA-5151 | Mar. 11, 2019 | Benjamin F. Edwards & Co., Inc. |
IA-5150 | Mar. 11, 2019 | Transamerica Financial Advisors, Inc. |
IA-5149 | Mar. 11, 2019 | The Huntington Investment Company |
IA-5148 | Mar. 11, 2019 | Robert W. Baird & Co. Incorporated |
IA-5147 | Mar. 11, 2019 | Questar Asset Management, Inc. |
IA-5146 | Mar. 11, 2019 | J.J.B. Hilliard and W.L. Lyons, LLC |
IA-5145 | Mar. 11, 2019 | Hefren-Tilotson, Inc. |
IA-5144 | Mar. 11, 2019 | Financial Management Strategies, Inc. |
IA-5143 | Mar. 11, 2019 | Comerica Securities, Inc. |
IA-5142 | Mar. 11, 2019 | Cambridge Investment Research Advisors, Inc. |
IA-5141 | Mar. 11, 2019 | Blyth & Associates, Inc. |
IA-5140 | Mar. 11, 2019 | Santander Securities LLC |
IA-5139 | Mar. 11, 2019 | Ryan Financial Advisors, Inc. |
IA-5138 | Mar. 11, 2019 | Park Avenue Securities LLC |
IA-5137 | Mar. 11, 2019 | Oppenheimer & Co. Inc. and Oppenheimer Asset Management Inc. |
IA-5136 | Mar. 11, 2019 | LPL Financial LLC |
IA-5135 | Mar. 11, 2019 | Investmark Advisory Group LLC |
IA-5134 | Mar. 11, 2019 | Investacorp Advisory Services, Inc. |
IA-5133 | Mar. 11, 2019 | Infinex Investments, Inc. |
IA-5132 | Mar. 11, 2019 | Commonwealth Equity Services, LLC |
IA-5131 | Mar. 11, 2019 | Cantella & Co., Inc. |
IA-5130 | Mar. 11, 2019 | Beacon Investment Management LLC |
IA-5129 | Mar. 11, 2019 | TIAA-CREF Individual & Institutional Services, LLC |
IA-5128 | Mar. 11, 2019 | SSN Advisory, Inc. |
IA-5127 | Mar. 11, 2019 | SA Stone Investment Advisors Inc. |
IA-5126 | Mar. 11, 2019 | Raymond James Financial Services Advisors, Inc. |
IA-5125 | Mar. 11, 2019 | ProEquities, Inc. |
IA-5124 | Mar. 11, 2019 | First Citizens Investor Services, Inc. |
IA-5123 | Mar. 11, 2019 | First Citizens Asset Management, Inc. |
34-85280 | Mar. 8, 2019 | Altovida Inc., et al. |
34-85279 | Mar. 8, 2019 | HydroPhi Technologies Group, Inc., et al. |
34-85276 | Mar. 8, 2019 | Sonora Resources Corp. |
34-85275 | Mar. 8, 2019 | Baltia Air Lines, Inc., et al. |
34-85277 | Mar. 8, 2019 | John Gregory Schmidt Other Release No.: IA-5122 |
IA-5121 | Mar. 7, 2019 | Ascension Asset Management, LLC and Grenville M. Gooder, Jr. Other Release No.: IC-33391 |
IA-5120 | Mar. 7, 2019 | Lewis Dean Mcbride |
34-85261 | Mar. 6, 2019 | Mobile TeleSystems PJSC Other Release No.: AAER-4028 |
34-85249 | Mar. 5, 2019 | BB&T Securities, LLC Other Release No.: IA-5119 |
IA-5118 | Mar. 5, 2019 | Raymond K. Montoya |
34-85246 | Mar. 4, 2019 | William C. Gennity |
34-85242 | Mar. 1, 2019 | Energy Edge Technologies Corp. and Focus Gold Corp. . |
34-85241 | Mar. 1, 2019 | Hampshire Group and Limited . |
34-85240 | Mar. 1, 2019 | Accelerated Acquisition XVII, et al. (Corrected) |
34-85239 | Mar. 1, 2019 | Century Acquisition Corp. and Eastern Acquisition Corp. |
34-85232 | Mar. 1, 2019 | Fifth Street Management, LLC |
34-85234 | Mar. 1, 2019 | Arthur Viola Other Release No.: AAER-4025 See also: Administrative Summary |
34-85233 | Mar. 1, 2019 | DLL CPAS, LLC and Debra Lee Lindaman, CPA Other Release No.: AAER-4024 See also: Administrative Summary |
33-10610 | Mar. 1, 2019 | Mark E. Kuchenrither Other Release No.: 34-85226 See also: Administrative Summary |
IA-5117 | Feb. 28, 2019 | Michael Scronic |
34-85217 | Feb. 27, 2019 | Apptigo International, Inc., XLI Technologies Inc. and Zentric, Inc. |
34-85215 | Feb. 27, 2019 | Stark Naked Bobbers and TOA Holdings, Inc. |
34-85204 | Feb. 27, 2019 | MarilynJean Interactive Inc. |
34-85193 | Feb. 25, 2019 | Paul Katsaros |
34-85185 | Feb. 25, 2019 | Houston American Energy Corp., et al. |
34-85174 | Feb. 22, 2019 | Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds |
34-85175 | Feb. 22, 2019 | Derik J. Todd, et al. |
34-85177 | Feb. 22, 2019 | Ernest J. Romer, III |
34-85173 | Feb. 22, 2019 | Kenneth C. Meissner, James Doug Scott and Mark S. “Mike” Tomich |
IA-5115 | Feb. 20, 2019 | Vishal Savla |
33-10608 | Feb. 20, 2019 | Gladius Network LLC |
34-85165 | Feb. 19, 2019 | Trudy R. Gilmond |
34-85161 | Feb. 15, 2019 | Brian Hirsch Other Release No.: IA-5114 |
34-85159 | Feb. 15, 2019 | Jeffrey M. Mattich Other Release No.: AAER-4022 |
34-85149 | Feb. 15, 2019 | Cognizant Technology Solutions Corporation Other Release No.: AAER-4021 |
34-85134 | Feb. 14, 2019 | Hector A. May Other Release No.: IA-5112 |
34-85115 | Feb. 13, 2019 | Deloitte Touche Tohmatsu LLC, Futomichi Amano and Yuji Itagaki Other Release No.: AAER-4020 |
IA-5109 | Feb. 11, 2019 | Timothy S. Batchelor |
34-85092 | Feb. 11, 2019 | Taberna Capital Management, LLC, Michael Fralin and Raphael Licht |
34-85091 | Feb. 11, 2019 | Gray Financial Group, Inc., et al. |
34-85089 | Feb. 11, 2019 | Pennant Management, Inc. |
34-85079 | Feb. 8, 2019 | Daniel J. Callahan See also: Administrative Summary |
34-85081 | Feb. 8, 2019 | Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA Other Release No.: AAER-4019 |
34-85077 | Feb. 8, 2019 | Christopher Eikenberry |
34-85076 | Feb. 7, 2019 | Affirmative Insurance Holdings, Inc., Armada Oil, Inc. and Chuma Holdings, Inc. |
34-85075 | Feb. 7, 2019 | Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) and Heavy Earth Resources, Inc. |
34-85074 | Feb. 7, 2019 | Ronald W. Nichter Other Release No.: IA-5108 |
34-85057 | Feb. 5, 2019 | Onstream Media Corp. |
34-85056 | Feb. 5, 2019 | Bio-AMD, Inc. |
34-85053 | Feb. 5, 2019 | Frank Dinucci, Jr. |
IA-5107 | Feb. 4, 2019 | Andrew B. Scherr |
34-85044 | Feb. 4, 2019 | GLG Partners, Inc. and GLG Partners, L.P. |
IA-5106 | Feb. 1, 2019 | Kenneth Grace |
34-85032 | Feb. 1, 2019 | Yolanda C. Velazquez |
34-85028 | Feb. 1, 2019 | Vanessa Puleo |
34-85027 | Feb. 1, 2019 | Credit Suisse Securities (USA) LLC (Corrected) |
34-85017 | Jan. 31, 2019 | Canadian Imperial Holdings, Inc. and CIBC World Market Corp. |
34-85014 | Jan. 31, 2019 | John L. Gathright, Jr. Other Release No.: IA-5105 |
34-85011 | Jan. 31, 2019 | Ferne Kornfeld |
34-85010 | Jan. 31, 2019 | Barry M. Kornfeld |
34-85009 | Jan. 31, 2019 | Albert D. Klager |
34-85008 | Jan. 31, 2019 | Jordan E. Goodman |
34-85013 | Jan. 31, 2019 | John Austin Gibson, Jr. Other Release No.: IA-5104 |
34-85012 | Jan. 31, 2019 | Evan Louis Greebel, Esq. |
34-85004 | Jan. 30, 2019 | Robert H. Shapiro |
34-85002 | Jan. 29, 2019 | Biovest International, Inc., et al. |
34-84998 | Jan. 29, 2019 | Digital Turbine, Inc. Other Release No.: AAER-4018 |
34-84996 | Jan. 29, 2019 | Grupo Simec S.A.B. de C.V. Other Release No.: AAER-4017 |
34-84995 | Jan. 29, 2019 | Lifeway Foods, Inc. Other Release No.: AAER-4016 |
34-84994 | Jan. 29, 2019 | CytoDyn Inc. Other Release No.: AAER-4015 |
34-84993 | Jan. 29, 2019 | Perry Douglas West, Esq. |
34-84983 | Jan. 14, 2019 | LBB & Associates Ltd., LLP and Carlos Lopez, CPA Other Release No.: AAER-4014 See also: Administrative Summary |
34-84980 | Jan. 9, 2019 | Katz, Sapper & Miller, LLP and Scott C. Price, CPA Other Release Nos.: IA-5100, AAER-4013 |