Tagged: FCA unauthorized broker list

*UK* 2014 FCA UNAUTHORIZED BROKER AND FIRM LIST

This list was obtained from the official FCA website. 

Resource link: http://www.fca.org.uk/news/list?ttypes=warning&yyear=&ssearch=

Considering  this::  No of results your search returned: 3063    Total Pages: 613  It will take too long to copy all of them on to here! Please use the link above to access the page on the FSA site I copied them from. On that page you will be able to click on each name to view more information.

Below are the first 8 pages which covers from August 28, 2014- today, September 23 2014

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SEPTEMBER 2014

Loan Machine Limited (clone)

Published: Today   Last Modified : Today


InvestPoint (UK) Ltd

Published: Today   Last Modified : Today


RT Owens & Associates LLC

Published: Today   Last Modified : Today


WB Global Strategic Asset Management

Published: 19/09/2014   Last Modified : 19/09/2014


Martin Kessler (clone)

Published: 18/09/2014   Last Modified : 18/09/2014


Brooke Point Limited/ Broke Point Limited

Published: 17/09/2014   Last Modified : Yesterday


Hirsche Private Asset Management Ltd

Published: 17/09/2014   Last Modified : 17/09/2014


Watts Corporate Services LLC

Published: 17/09/2014   Last Modified : 17/09/2014


Kames Capital in association with Dean Foster Associates (clone)

Published: 17/09/2014   Last Modified : 17/09/2014


Capital Gearing Portfolio Fund (Clone)

Published: 16/09/2014   Last Modified : 17/09/2014


Griffin Advisors Limited

Published: 16/09/2014   Last Modified : 16/09/2014


Cenkos Global Securities (clone)

Published: 16/09/2014   Last Modified : 16/09/2014


Hudson Coe & Associates LLC

Published: 16/09/2014   Last Modified : 16/09/2014


Commodities Link

Published: 16/09/2014   Last Modified : 16/09/2014


Belfius Commercial Finance Limited (clone)

Published: 16/09/2014   Last Modified : 16/09/2014


GE Shaw Management Group

Published: 15/09/2014   Last Modified : 15/09/2014


DuPont Financial / DuPont FX / DP Global Services Ltd (clone)

Published: 15/09/2014   Last Modified : 15/09/2014


China Merchant Securities Limited (clone)

Published: 12/09/2014   Last Modified : 12/09/2014


The Right Loan 4 U (clone)

Published: 11/09/2014   Last Modified : 11/09/2014


Redbrook Motor Company

Published: 11/09/2014   Last Modified : 11/09/2014


Drummonds Initiatives

Published: 11/09/2014   Last Modified : 11/09/2014


LEM Spreads / LE Management Ltd

Published: 11/09/2014   Last Modified : 11/09/2014


GBL Financial Services Ltd (clone)

Published: 11/09/2014   Last Modified : 11/09/2014


Cash Direct UK

Published: 11/09/2014   Last Modified : 11/09/2014


Smith and Stanley Corporate Consultants

Published: 11/09/2014   Last Modified : 11/09/2014


Brookmore Partners/ Brookemore Partners/ Brookmoore Partners/ Brookmore Associates

Published: 11/09/2014   Last Modified : 11/09/2014


Jacob Johnson Consultancy

Published: 10/09/2014   Last Modified : 10/09/2014


Williamson Advisors Ltd

Published: 10/09/2014   Last Modified : 10/09/2014


Bauer and Associates / Bauer Consultants

Published: 10/09/2014   Last Modified : 10/09/2014


Carrington Group LLC

Published: 09/09/2014   Last Modified : 09/09/2014


Jacobs Buchanan Investment Advisors / Jacobs Buchanan Partnership

Published: 08/09/2014   Last Modified : 08/09/2014


PlusFN Ltd / +FN / Equity Sky Capital Marketing Limited

Published: 08/09/2014   Last Modified : 08/09/2014


Fredric & Formby / Fredric and Formby / Fredericks Ltd (clone)

Published: 06/09/2014   Last Modified : 06/09/2014


BAM Capital / BAM Forex (clone)

Published: 05/09/2014   Last Modified : 05/09/2014


Springer Asset Management

Published: 05/09/2014   Last Modified : 05/09/2014

Quick Finance

Published: 05/09/2014   Last Modified : 05/09/2014


Mitsubishi UFJ Financial Group Inc (Clone)

Published: 02/09/2014   Last Modified : 02/09/2014


Marcus KPO Services LLC

Published: 01/09/2014   Last Modified : 01/09/2014


City Equities Ltd (Clone)

Published: 29/08/2014   Last Modified : 30/08/2014


Goldman Shaks (PVT) Ltd

Published: 28/08/2014   Last Modified : 28/08/2014


to view earlier months please click here and start on page 9: http://www.fca.org.uk/news/list?ttypes=warning&yyear=&ssearch=



FCA unauthorized broker list -45 newly listed firms in month of June 2013

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News

T. Pederson and Associates

Published: Today


ArchWay Trust

Published: Today


Portsmouth Lending

Published: Today



Future Gold Invest

Published: 28/06/2013



Hanson Business Services LLC

Published: 27/06/2013


Regular Bank Plc

Published: 26/06/2013



Gateway Bond Bank

Published: 25/06/2013


Global Mergers Corporation

Published: 21/06/2013


Coleman and Partners

Published: 20/06/2013


Comolli Mortgage & Investment Firm

Published: 20/06/2013


Billmen & Associates

Published: 26/06/2013


Gateway Bond Bank

Published: 25/06/2013


Global Mergers Corporation

Published: 21/06/2013


Coleman and Partners

Published: 20/06/2013


Comolli Mortgage & Investment Firm

Published: 20/06/2013