10/1/2013 UK FCA WARNING LIST of UNAUTHORIZED BROKERS 26 new names

copied from the fca website

resource link: http://www.fca.org.uk/news/list?ttypes=warning&yyear=&ssearch=

________________________________________________________________________________

Project Finance Bank

Published: 27/09/2013


Vickers Equities & Research

Published: 27/09/2013


Hayes Capital Management

Published: 26/09/2013


Hamilton International Group

Published: 26/09/2013


ApplianceFix Ltd

Published: 24/09/2013


Epiq Systems (cloned firm)

Published: 20/09/2013


Venta KPO Services LLC

Published: 20/09/2013


ICMarkets (cloned firm)

Published: 18/09/2013




Waterman Wealth Management

Published: 16/09/2013


Objective Returns (Cloned firm)

Published: 16/09/2013


DT Group Business Solutions

Published: 16/09/2013


Direct Mergers & Acquisitions Inc

Published: 13/09/2013


Grand Meridian Private Equity Ltd

Published: 11/09/2013


JP Sterling Associates

Published: 11/09/2013


Goldstein Brokers Limited

Published: 11/09/2013



Sachs Trust

Published: 11/09/2013



Alliance Capital Securities Ltd

Published: 09/09/2013



FxEthos

Published: 06/09/2013


Byrd Fleming and Associates

Published: 06/09/2013


Pacific Blu L.P.

Published: 05/09/2013 We have received confirmation from the relevant New Zealand regulatory bodies that Pacific Blu is not licensed as an insurer or as a financial services provider in New Zealand.


Mallary & Company

Published: 03/09/2013



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