4/25/13 Barclays Capital, Inc fined for entering 8,446,063 orders into Nasdaq that failed to indicate “the correct capacity”

copied from the NASDAQ website

resource link:  http://www.nasdaqtrader.com/trader.aspx?id=ndisciplinaryactions

document link:



Return to the NASDAQTrader.com homepage

naz act

barc legal


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