*UK* FCA’S NEW UNAUTHORIZED BROKER LIST from 3/10/2013 to 6/18/2013 ..94 names and firms

copied from the FCA website

resource link:  http://www.fca.org.uk/news/list?ttypes=warning&yyear=&ssearch=

____________________________________________________________

Interactive Investor Trading Limited / Share Price UK (Clone of FCA authorised firm)

Published: Today We have published this statement in order to warn investors against dealing with unauthorised firms.


Global Ocean Bank

Published: Today We have published this statement in order to warn investors against dealing with unauthorised firms.


Western Clwyd Bank

Published: Yesterday


www.alliancenasional.com

Published: Yesterday



Goldberg Capital Group Ltd

Published: 14/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Gulf Merchant Bank (Cloning details of a FCA authorised firm)

Published: 13/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Palmer Corporate Solutions, LLC

Published: 13/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Sol Transfer Agents LLC

Published: 13/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Stalmann Clark

Published: 13/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Jupiter Capital Ltd

Published: 12/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


MKP Capital Europe / MKP Europe (Clone of FCA authorised firm)

Published: 11/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Marcus Soyke-Matthews

Published: 10/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Mergers & Acquisitions Financial Administration

Published: 10/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


International Brokers Worldwide

Published: 10/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Diamond Savings Unlimited

Published: 10/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Clear Gains Limited

Published: 10/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Peterson Capital Partners Inc

Published: 10/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Allianz Asset Management (Clone of FCA Authorised Firm)

Published: 07/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Ovidiu Maftei, also known as M. Baltar

Published: 07/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


CFX Markets

Published: 07/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Ardea Capital LP

Published: 06/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


A & R Financial Services (Clone of FCA Registered firm)

Published: 05/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Lawrence James & Associates

Published: 04/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Balfour Beatty (Clone of UK Incorporated Company)

Published: 03/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Companies Investment Holdings Ltd

Published: 03/06/2013 We have published this statement in order to warn investors against dealing with unauthorised firms.


Whitmore Wealth Management

Published: 31/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Platinum Capital Management (clone of FCA authorised firm)

Published: 31/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Reynolds Consultancy Ltd

Published: 30/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Clarity Capital Markets (Clone of FCA Authorised firm)

Published: 30/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.

Hunter & Black Associates

Published: 30/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Aldermore International (Clone of FCA Authorised Firm)

Published: 29/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Montgomery Capital Partners

Published: 29/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Aldermore Investments (Clone of FCA Authorised Firm)

Published: 29/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


The Masons Corporation

Published: 23/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.

Capita Registrars Group (Cloning FCA Authorised Firm)

Published: 23/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Department of Foreign Investment Control

Published: 21/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Edgewood Equities Capital Investment Inc (Clone of FCA authorised -Schedule 5- firm)

Published: 16/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Mohmed’s Housing Group

Published: 15/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Hermann Brothers Group

Published: 15/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Milton Keynes Capital Partners LLP

Published: 14/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Doncaster Wealth Management

Published: 13/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Directhome Ltd

Published: 10/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Delacour Investments / Delacour Group Ltd

Published: 09/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Pacific Ventures Consultancy

Published: 09/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


WiredMoney Bank

Published: 08/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Russell Acquisition Group

Published: 07/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Independent Carbon (IDC)

Published: 03/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


John Fletcher Financial Management Ltd

Published: 03/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


SFVA Finance (Clone of FCA EEA Authorised Firm)

Published: 03/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Empire Global Group LLC / EG International

Published: 02/05/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Astorg Partners (Clone of FCA EEA Authorised Firm)

Published: 02/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Benefit Planners Intl (Clone of former FCA EEA Authorised firm)

Published: 02/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


NetoTrade UK LTD and NetoTrade Global Investments LTD

Published: 02/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Apollo Financial Management

Published: 02/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


DeVere & Partners UK Limited / DeVere Ltd (Clone of FCA Authorised firm)

Published: 01/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Corestone Distributors (Clone of a FINRA-registered broker-dealer)

Published: 01/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Hayes Associates

Published: 01/05/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Emerald Securities

Published: 30/04/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Davis & Co LLC (Clone of UK incorporated firm)

Published: 25/04/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Bradley King M & A

Published: 24/04/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Risk & Portfolio Management Ltd (Clone of FCA EEA authorised firm)

Published: 24/04/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


BJL Hardy (UK) (Clone of FCA Authorised firm)

Published: 24/04/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Otis KPO LLC

Published: 24/04/2013 We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.


Alliance Direct Management

Published: 22/04/2013



Global Endowment LLC

Published: 18/04/2013


Walton Johnson & Co

Published: 18/04/2013







Woodlake Commodity Solutions

Published: 15/04/2013




Able Capital

Published: 12/04/2013




Greenfield Securities Ltd

Published: 10/04/2013



Green and Banks Advisors

Published: 05/04/2013



Gilbert Webb Estates Ltd

Published: 03/04/2013







Hallmark Financial Solutions / Hallmark Finance Solutions (Clone of FCA registered firm)

Published: 19/03/2013 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Call for Motorcare Elite (2008) Ltd customers

Published: 07/02/2013 If you were a customer of motor breakdown insurance firm, Motorcare Elite, there is the possibility you were sold a policy which has now turned out to be worthless. So you may not be covered if your vehicle breaks down. Here we explain what you should do.


Shawbrook Bank (Clone of FCA authorised firm)

Published: 15/08/2012 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Eldridge Financial

Published: 03/07/2012 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.


Mayfair Capital Investments (Clone of UK-incorporated firm)

Published: 10/03/2011 We (the Financial Conduct Authority – FCA) have published this statement in order to warn investors against dealing with unauthorised firms.




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