2012 CFTC Enforcement action list:FOREX FRAUD Names, Companies MUST READ- many known forex groups! PGF,Morgan P

10/05/2012
CFTC Enforcement Division’s Annual Result

10/04/2012
Federal Court in Florida Imposes $350,000 Penalty against GlobeFX Club, Inc. and Jeremy Munson Globe for Making False Statements to the National Futures Association
Order: GlobeFx Club, Inc. and et al

10/01/2012
Federal Court Orders Oscar Hernandez and His Companies to Pay $1.4 Million in Penalties and Bars Him from the Commodities Industry for Operating a Commodity Pool Ponzi Scheme
Order: Midway Trading Company, LLC, et al.

09/28/2012
Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aiding and Abetting the Making of False Statements to the NFA, Failing to Register as a Commodity Trading Advisor, and Violating a Previous CFTC Order
Order: Martin B. Rosenthal, et al.

09/28/2012
CFTC Charges Boston Resident John B. Wilson and His Company with Commodity Pool Fraud
Complaint: JBW Capital LLC, et al.

09/27/2012
CFTC Charges iFinix Futures, Inc. and Its Senior Executive Officer, Connecticut Resident Benhope Marlon Munroe, with Making False Statements to the National Futures Association and Failing to Meet Minimum Financial Requirements
Complaint: iFinix Futures, Inc., et al.

09/27/2012
CFTC Orders JP Morgan Chase Bank, N.A. to Pay $600,000 Civil Monetary Penalty for Violating Cotton Futures Speculative Position Limits
Order: JP Morgan Chase Bank, N.A.

09/27/2012
Florida Federal Court Orders Claudio Aliaga and His Company, CMA Capital Management, LLC, to Pay $5.5 Million in Penalties and Restitution for Operating a Forex Ponzi Scheme
Order: Claudio Aliaga, et al.

09/27/2012
CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits
Order: Australia and New Zealand Banking Group Ltd.

09/25/2012
CFTC Orders China-based Weidong Ge and Sheenson Investments, Ltd. to Pay $1.5 Million in Monetary Sanctions for Violating Speculative Position Limits in Cotton And Soybean Futures
Order: Weidong Ge and Sheenson Investments Ltd.

09/25/2012
CFTC Seeks to Revoke Registrations of Nevada Resident Gordon A. Driver and his Company, Axcess Fund Management LLC
Notice: Gordon A. Driver, et al.

09/25/2012
CFTC Charges Wisconsin Resident Eric N. Schmickle and His Company, Q Wealth Management Inc., with Operating a $5.3 Million Commodity Futures Fraud
Complaint: Q Wealth Management Inc., et al.

09/25/2012
CFTC Seeks to Revoke Registrations of Victor E. Cilli and his Company Progressive Investment Funds, LLC
Notice: Victor E. Cilli, et al.

09/21/2012
CFTC Sanctions York Business Associates LLC d/b/a TransAct Futures, a Registered Futures Commission Merchant, $199,000 for Supervision Failures in Handling a Customer Account
Order: York Business Associates LLC

09/21/2012
CFTC Orders Infinity Futures LLC, an Introducing Broker, to Pay $340,000 for Supervision Violations
Order: Infinity Futures LLC

09/21/2012
CFTC Orders Citigroup Inc. and Citigroup Global Markets Ltd. to Pay $525,000 Penalty for Violating Wheat Futures Speculative Position Limits
Order: Citigroup Inc. and Citigroup Global Markets Ltd.

09/21/2012
CFTC Obtains Default Judgment and Permanent Injunction Order against ProfitStars Intl, Corp. and Ulysis Starling for Engaging in a Business that Operated as a Deceit and Violating a Regulatory Disclosure Requirement
Order: Profitstars Intl, Corp, et al.

09/21/2012
CFTC Seeks to Revoke the Commodity Trading Advisor Registration of Pro Trading Course, LLC
Notice: Pro Trading Course, LLC

09/19/2012
CFTC Charges Grahame Rhodes of Missouri with Fraud, Misappropriation, and Commingling Funds in Multi-Million Dollar Commodity Pool Ponzi Scheme
Complaint: Grahame Rhodes

09/19/2012
CFTC Charges Australian Resident Senen Pousa, U.S. Resident Joel Friant, and Their Company, Investment Intelligence Corp., with Operating a Fraudulent $53 Million Worldwide Off-Exchange Forex Scheme; Michael Dillard and Elevation Group Also Charged
Order: Elevation Senen Pousa, et al.
Complaint: Senen Pousa, et al.
Order: Senen Pousa, et al.

09/13/2012
CFTC Charges Florida Resident William Jeffery Chandler with Forex Fraud and Misappropriation
Order: William Jeffery Chandler
Complaint: William Jeffery Chandler

09/11/2012
CFTC Seeks to Revoke Registrations of Linda Faye Harris and her companies, CDH Forex Investments, LLC and CDH Global Holdings, LLC
Notice: Linda Faye Harris, et al.

09/10/2012
CFTC Charges Lincolnshire Trading Partners, LLC. and Scott Geisinger with Registration Violations
Complaint: Lincolnshire Trading Partners, LLC, et al.

09/07/2012
CFTC Charges Nikolai S. Battoo and Four Companies He Controls with Fraud In Connection With Commodity Pools that Accepted Over $140 Million from U.S. Investors
Complaint: Nikolai Simon Battoo, et al.

09/06/2012
Federal Court in Tennessee Orders Blue Sky Capital Management Corp. and its Principal, Gregory M. Schneider, to Pay $140,000 for Making False Statements to the National Futures Association
Order: Blue Sky Capital Management Corp., et al

08/31/2012
Federal Court in California Orders Charles Steven Goodie and His Business, CSG Commodity Service Group, to Pay Nearly $1.2 Million to Settle CFTC Commodity Pool Fraud Action
Order: CSG Commodity Service Group, et al.

08/31/2012
Federal Court in Texas Orders Christopher B. Cornett to Pay over $17 Million in Sanctions in Foreign Currency Fraud Action
Order: Christopher B. Cornett

08/30/2012
CFTC Charges Californian Jeffrey Gustaveson with Fraud, Misappropriation, and Issuing False Statements in Commodity Pool Scheme
Complaint: Jeffrey Gustaveson

08/29/2012
CFTC Charges Texas Resident Jonathan Hansen and His Company, J. Hansen Investments, LLC, with Commodity Pool Fraud, Misappropriation, and Commingling of Funds
Complaint: J. Hansen Investments, LLC (JHI)
Order: J. Hansen Investments, LLC (JHI)

08/29/2012
CFTC Charges California Resident Marc Perlman and his company, iGlobal Strategic Management, LLC, with Solicitation Fraud and Misappropriation in Commodity Pool Ponzi Scheme
Complaint: IGlobal Strategic Management, LLC, et al.

08/27/2012
CFTC Orders Foreign Traders SMP Bank and Epaster Investments, Ltd. to Pay $980,000 for Engaging in a Wash Sale Scheme in the CME’s Japanese Yen Options Contract
Order: SMP Bank and Epaster Investments, Ltd.

08/24/2012
CFTC Seeks to Revoke Registration of Growth Capital Management LLC Based on CFTC Anti-Fraud Action
Notice: Growth Capital Management LLC

08/23/2012
CFTC Charges Illinois Resident Donald A. Newell and his Company, Quiddity, LLC, with Running a Fraudulent Allocation Scheme, Making Material False Statements to the CFTC, and Recordkeeping Violations
Complaint: Donald A. Newell and Quiddity, LLC

08/13/2012
CFTC Settles Action against Douglas Elsworth Wilson and Three California Companies for Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Commodity Futures and Forex Scheme
Order: Douglas Elsworth Wilson, et al.

08/13/2012
CFTC Charges Colorado Resident Michael Bruce Gale with Commodity Pool Fraud
Order: Michael Gale d/b/a Capital Management Group
Complaint: Michael Gale d/b/a Capital Management Group

07/30/2012
Federal Court in Idaho Orders Michael Justin Hoopes to Pay over $11.8 Million for Operating a Ponzi Scheme
Order: Michael Justin Hoopes

07/30/2012
CFTC Charges California Resident Victor Yu and His Company, VFRS, LLC, with Multi-Million Dollar Forex Fraud and Failure to Register as a Commodity Trading Advisor
Order: Victor Yu, et al.
Complaint: Victor Yu, et al.

07/26/2012
CFTC Suspends Registrations of Chicago Mercantile Exchange Traders Christopher Foufas, William Kerstein, and Maksim Baron for Unlawful S&P 500 Trading
Order: Maksim Baron
Order: William K. Kerstein
Order: Christopher T. Foufas

07/25/2012
CFTC Orders Interactive Brokers LLC, a Registered Futures Commission Merchant, to Pay $700,000 for Large Trader Reporting and Supervision Violations
Order: Interactive Brokers LLC

07/25/2012
CFTC Charges Florida Residents Philip Leon, Paul Rangel, and John Wilkins and Their Company, Altamont Global Partners LLC, with Fraud and Misappropriation
Complaint: Altamont Global Partners LLC, et al.
Ex Parte Order: Altamont Global Partners LLC, et al.

07/24/2012
CFTC Seeks to Revoke Registrations of Brian Kim and his Company, Liquid Capital Management, LLC
Notice: Brian Kim, et al.

07/18/2012
CFTC Orders LMC Asset Management, Inc. to Pay $140,000 Civil Penalty for Forex Registration Violations
Order: LMC Asset Management, Inc.

07/18/2012
Federal Court in Missouri Orders Randall L. Stuckey and His Business Entities to Pay a $250,000 Penalty to Settle CFTC Forex Futures Fraud Action
Permanent Injunction: Randall Lynn Stuckey, et al.
Memorandum and Order: Randall Lynn Stuckey, et al.
Judgment: Randall Lynn Stuckey, et al.

07/16/2012
Federal Court in California Orders Las Vegas Resident Gordon A. Driver and His Companies to Pay over $41 Million in Restitution and Penalties in Commodity Pool Ponzi Scheme
Order Granting Motion for Summary Judgment: Gordon A. Driver, et al.
Final Judgement Order: Gordon A. Driver, et al.

07/11/2012
CFTC Charges Houston-based Christopher Daley and his company, TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool Scheme
Statutory Order: Christopher D. Daley, et al.
Complaint: Christopher D. Daley, et al.

07/10/2012
CFTC Files Complaint Against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. Alleging Fraud, Misappropriation of Customer Funds, Violation of Customer Fund Segregation Laws, and Making False Statements
Complaint: Peregrine Financial Group, Inc. et al.   PFG BEST

07/09/2012
Federal Court in Texas Orders Robert Mihailovich, Sr. and Growth Capital Management LLC to Pay over $9.3 Million in CFTC Anti-fraud Action
Order: Growth Capital Management LLC, et al.

06/28/2012
CFTC Obtains Default Judgment against The Trade Tech Institute, Inc., Technology Trading International, Inc., and Robert Sorchini for Fraudulent Solicitation of Managed Commodity Trading Accounts and Obtains Consent Judgment against Richard Carter as Cont
Order: The Trade Tech Institute Inc., et al.
Order: The Trade Tech Institute, Inc., et al.
CFTC and State of California Charge The Trade Tech Institute, Inc., Technology Trading International, Inc., Robert Sorchini and Richard Carter with Fraudulently Soliciting More than 600 Managed Commodity Trading Accounts

06/27/2012
CFTC Orders Barclays to pay $200 Million Penalty for Attempted Manipulation of and False Reporting concerning LIBOR and Euribor Benchmark Interest Rates
Order: Barclays PLC, et al.
Statement Regarding CFTC Charges Against Barclays PLC, Barclays Bank PLC and Barclays Capital Inc.

06/26/2012
Federal Court in Florida Orders Over $2.5 Million in Sanctions against Abraham Gutterman and His Companies for Commodity Options Fraud and Misappropriation
Order: Alliance Capital Metals LLC, et al.

06/21/2012
Federal Court in Texas Orders Linda Harris, Chance Harris, CDH Forex Investments, LLC, and CDH Global Holdings, LLC, to Pay over $5.4 Million in Restitution and a Monetary Sanction for Forex Fraud
Order: CFTC v. CDH Forex Investments, et al
CFTC Charges Texas Residents Linda Harris, Chance Harris and Two of Their Companies with Solicitation Fraud, Misrepresentation, and Misappropriation in Multi-Million Dollar Forex Scheme

06/14/2012
Federal Court in Illinois Orders Defendants Richard C. Regan and Pro Trading Course, LLC to Pay More than $600,000 in Restitution and Civil Monetary Penalties to Settle CFTC Anti-Fraud Action
Order: Richard C. Regan and Pro Trading Course, LLC

06/13/2012
CFTC Settles Charges against Defendant Robert Mihailovich, Jr. for Making False Statements to the CFTC
Order: Robert Mihailovich, Jr.

06/07/2012
CFTC Charges Jose S. Rubio and his Florida firm, Rubio Wealth Management, LLC, with Commodity Pool Fraud
Complaint: Jose S. Rubio and Rubio Wealth Management, LLC

06/07/2012
CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges
Order: Open E Cry LLC

06/06/2012
CFTC Charges Ronnie Gene Wilson of South Carolina and His Company, Atlantic Bullion & Coin, Inc., with Operating a $90 Million Silver Bullion Ponzi Scheme
Complaint: Atlantic Bullion & Coin, Inc., et al.

06/06/2012
CFTC Orders Nevada Resident Luis Salazar-Correa and His Company, Prosperity Team, LLC, to Pay More than $2.6 Million to Settle CFTC Anti-fraud Forex Action
Order: Prosperity Team, LLC, et al.

06/05/2012
CFTC Orders Morgan Stanley & Co. LLC to Pay $5 Million Civil Monetary Penalty for Unlawful Noncompetitive Trades
Order: Morgan Stanley & Co. LLC

05/31/2012
Federal Court in Georgia Orders over $10 Million in Sanctions against Defendant Eldon A. Gresham in Forex Ponzi Scheme
Summary Judgment Order: Relief Defendants Werner H. Beiersdoerfer and Interveston Wines, LLC
Final Order: Eldon A. Gresham
Summary Judgment Order: Eldon A. Gresham

05/30/2012
Federal Court in New Jersey Orders Victor Eugene Cilli and His Company, Progressive Investment Funds LLC, to Pay over $700,000 in Restitution and Penalty in Commodity Pool Ponzi Scheme
Order: Victor Eugene Cilli and Progressive Investment Funds LLC

05/25/2012
CFTC Charges CTI Group, LLC, Cooper Trading, Stephen Craig Symons, and James David Kline, all of California, with an $11 Million Fraud in the Sale of Automated Trading Systems
Order: CTI Group, LLC, et al.
Complaint: CTI Group, LLC, et al.

05/25/2012
CFTC Charges Washington, DC, Resident Marina Bühler-Miko and Her Company, Coventry Asset Managers, LLC, with Operating Fraudulent Forex Scheme
Complaint: Coventry Asset Managers, LLC, et al.

05/24/2012
CFTC Charges Chicago-based Trader Bradley Schiller with $7.8 Million Commodity Fraud
Complaint: Bradley Scott Schiller

05/23/2012
Federal Court in New York Orders Chicago Resident and Former Floor Broker, Kent R.E. Whitney, to Pay $600,000 for Margin Call Avoidance Scheme
Order: Kent R.E. Whitney

05/16/2012
Federal Court in South Carolina Orders Ronald E. Satterfield and Nicholas and Patricia Bos to Pay over $7.5 Million for Fraud in Connection with a Forex Ponzi Scheme
Order: Nicholas and Patricia L. Bos
Order: Graham Street Forex Group, LLC et al.
Order: Ronald E. Satterfield, et al.

05/14/2012
CFTC Orders ACI Capital Group, L.L.C. and Alexandre P. Guimaraes to Pay Approximately $850,000 in Restitution and Penalty to Settle Forex Fraud Charges
Order: ACI Capital Group, LLC et al.

05/11/2012
CFTC Charges Michael J. Leighton of Torrance, Calif., with $1.6 Million Commodity Pool Fraud
Complaint: Michael J. Leighton

05/09/2012
CFTC Charges New York Firm Madison Dean, Inc., and its Principals, George Athanasatos and Laurence Dodge, with Forex Fraud
Complaint: Madison Dean, Inc., et al.

05/08/2012
CFTC Obtains Default Judgment against Former Florida Resident Juvenal E. Machado and His Company, Invers Forex, LLC, for Off-Exchange Forex Scam
Order: Juvenale E. Machado, et al.

05/03/2012
Federal Court in New York Orders Thomas Qualls and His Company, International Foreign Currency, to Pay More than $4.6 Million in Restitution and Penalties in Connection with Off-Exchange Forex Futures Fraud
Memo: International Foreign Currency, Inc., et al.
Order: International Foreign Currency, Inc., et al.

05/03/2012
CFTC Charges Utah Residents Christopher Hales, Eric Richardson and their Company, Bentley Equities, LLC, with Fraud and Misappropriation
Complaint: Bentley Equities, LLC, et al.

05/03/2012
CFTC Charges Illinois Resident Dimitry Vishnevetsky and His Company, Oxford Capital, LLC, with Commodity Pool Fraud
Complaint: Dimitry Vishnevetsky, et al.
Order: Dimitry Vishnevetsky, et al.

05/01/2012
Federal Court in Illinois Orders Trading Point of Financial Instruments Ltd. to Pay $140,000 Penalty for Acting as Unregistered Retail Forex Dealer
Order: Trading Point of Financial Instruments Ltd.

05/01/2012
CFTC Charges Sidney J. Charles, Jr. and his Maryland-based Company, The Borrowing Station, LLC, in Forex Ponzi Scheme
Order: The Borrowing Station LLC, et al.
Complaint: The Borrowing Station LLC, et al.

04/26/2012
Federal Court Enters Order Settling CFTC $85 Million Forex Fraud Action against California Resident Peter Son and his Companies SNC Asset Management, Inc. and SNC Investments, Inc.
Order: SNC Asset Management, Inc., et al.
Order: SNC Asset Management, Inc., et al.

04/26/2012
CFTC Orders Texas-based PassThrough Investments, LLC, and its Principals, Stephen Brantley and Dwayne Bryant Dawson, to Pay over $1.1 Million in Sanctions to Settle CFTC Charges of Fraud in Operating a Forex Trading Pool
Order: PassThrough Investments, LLC, et al.

04/26/2012
CFTC Settles Action against Florida Resident Ghassan Tawachi for Fraud and Misappropriation
Order: Ghassan Tawachi

04/25/2012
CFTC Charges Georgia Resident Robert A. Christy and His Company Crabapple Capital Group LLC with Foreign Currency Fraud and Misappropriation
Complaint: Crabapple Capital Group LLC, et al.
Order: Crabapple Capital Group LLC, et al.

04/23/2012
Federal Court in California Orders Forex Liquidity LLC to Pay $400,000 for Failing to Maintain Required Net Capital and Books and Records
Order: Forex Liquidity LLC

04/19/2012
Federal Court Orders $14 Million in Fines and Disgorgement Stemming from CFTC Charges against Optiver and Others for Manipulation of NYMEX Crude Oil, Heating Oil, and Gasoline Futures Contracts and Making False Statements
Order: Optiver US, LLC et al.

04/18/2012
Federal Court Orders Colorado Defendants Flint-McClung Capital LLC and Shawon McClung to Pay over $6 Million in CFTC Action Charging Them with Running Forex Ponzi Scheme
Order: Fling McClung Capital LLC, et al.

04/18/2012
Virginia Federal Court Orders Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, to Pay More than $3 Million in Forex Ponzi Scheme
Order: Safeguard 3030 Investment Club, et al.

04/13/2012
CFTC Revokes Registration of Robert Wayne Mansell
Notice: Robert Wayne Mansell
Order: Robert Wayne Mansell

04/12/2012
CFTC Orders Rosenthal Collins Group, LLC, a Registered Futures Commission Merchant, to Pay More than $2.5 Million for Supervision and Record-Production Violations
Order: Rosenthal Collins Group, LLC

04/12/2012
CFTC Charges Brad Lee Demuzio of Idaho and his Company, Demuzio Capital Management, with Operating a Fraudulent $1.8 Million Commodity Pool and Forex Ponzi Scheme
Complaint: Brad L. Demuzio, et al.

04/09/2012
Federal Court in Texas Orders Total Call Group, Inc. and its Principals to Pay over $4.8 Million in Fines for Making False Representations and Issuing False Account Statements in Forex Fraud
Order: Total Call Group, Inc., et al.

04/04/2012
CFTC Orders JPMorgan Chase Bank, N.A. to Pay a $20 Million Civil Monetary Penalty to Settle CFTC Charges of Unlawfully Handling Customer Segregated Funds
Order: JPMorgan Chase Bank, N.A.

04/02/2012
CFTC Charges Royal Bank of Canada with Multi-Hundred Million Dollar Wash Sale Scheme
Complaint: Royal Bank of Canada

03/28/2012
CFTC Seeks to Revoke the Registrations of Illinois Resident Joseph A. Dawson and His Company, Strategic Research LLC
Notice: Joseph A. Dawson, et al.

03/26/2012
Federal Court in Puerto Rico Orders Angel F. Collazo and ACJ Capital, Inc. to Pay over $3.7 Million for Solicitation Fraud and Issuing False Statements in an Off-Exchange Foreign Currency Scheme
Order: ACJ Capital, Inc., et al.

03/21/2012
CFTC Revokes Registrations of Richard Allan Finger, Jr. and his Company, Black Diamond Futures, LLC Based on Criminal Action
Notice: Black Diamond Futures, LLC, et al.
Order: Black Diamond Futures, LLC, et al.

03/20/2012
CFTC Charges Florida Resident Abraham Gutterman and His Companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with Commodity Gold and Oil Options Fraud and Misappropriation
Order: Alliance Capital Metals LLC, et al.
Complaint: Alliance Capital Metals LLC, et al.

03/14/2012
CFTC Charges Joseph F. Welsh III, Former MF Global Broker, with Attempted Manipulation of Palladium and Platinum Futures Prices
Complaint: Joseph F. Welsh III

03/13/2012
CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, and Brian Reynolds with Commodity Pool Fraud
Complaint: Arjent Capital Markets LLC, et al.

03/13/2012
CFTC Orders Goldman Sachs Execution & Clearing, L.P., a Registered Futures Commission Merchant, to Pay $7 Million for Supervision Failures in Handling Accounts it Carried
Order: Goldman Sachs Execution & Clearing, L.P.

03/13/2012
CFTC Orders Chicago Futures Commission Merchant FCStone, LLC and New York Introducing Broker Commodity Operations Inc. to Pay $260,000 for Supervision Violations
Order: FCStone, LLC and Commodity Operations Inc.

03/13/2012
CFTC Charges MBF Clearing Corp. with Violations of Customer Fund Segregation Requirements
Complaint: MBF Clearing Corp.

03/12/2012
CFTC Charges Florida Firm Angus Jackson, Inc. and its CFO Martin H. Bedick with Making False, Fictitious, or Fraudulent Statements to the NFA
Complaint: Angus Jackson, Inc., et al.

03/12/2012
Federal Court in Illinois Orders City Credit Capital, (UK) Ltd. to Pay $140,000 Civil Monetary Penalty for Acting as Unregistered Retail Forex Dealer
Order: City Credit Capital, (UK) Ltd.

03/09/2012
CFTC Charges Illinois Resident Christopher Varlesi with Commodity Pool Fraud, Misappropriation, False Statements, and Failure to Register
Order: Christopher Varlesi
Complaint: Christopher Varlesi

03/08/2012
J.P. Morgan Securities LLC Agrees to Pay $140,000 Penalty for Confirming the Execution of a Prearranged Trade on the CBOT
Order: J.P. Morgan Securities LLC

03/08/2012
BlackRock Institutional Trust Co. NA Agrees to Pay $250,000 Penalty to Settle Charges of Prearranged Trading and Fictitious Sales on the CBOT
Order: Blackrock Institutional Trust Company NA

03/07/2012
Federal Court in Illinois Orders Windsor Brokers, Ltd. of Cyprus to Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, and Modify Website
Order: CFTC v. Windsor Brokers, Ltd.

03/07/2012
CFTC Charges Alabama Resident John David Stroud and His Companies with Commodity Pool Fraud and Misappropriation
Order: CFTC v. John David Stroud, et al
Complaint: John David Stroud, et al.

02/29/2012
Federal Court in Illinois Orders Australian Firm Enfinium Pty Ltd to Pay $80,000 Penalty, Cease Soliciting U.S. Customers, and Modify Website
Order: Enfinium Pty Ltd.

02/28/2012
CFTC Charges IAG Capital Management, LLC and William Patrick Kelly, of Conn., with Commodity Pool Fraud, Commingling Pool Funds, and Making False Statements to the NFA
Order: IAG Capital Management, LLC et al.

02/27/2012
CFTC Charges Alexander Giap of Annandale, Va., with Fraud by an Unregistered Commodity Trading Advisor
Complaint: CFTC v. Alexandria Giap and Itrade LLC

02/27/2012
CFTC Orders James G. Brandolino to Pay $1 Million Penalty to Settle CFTC Charges of Commodity Futures Fraud
Order: James Giacomo Brandolino

02/27/2012
Federal Court in Illinois Orders Former Futures Trader David Sklena to Pay over $6.6 Million for Cheating Customers
Order: David Sklena, et al.

02/23/2012
CFTC Orders Iowa Resident Jeffrey J. Kinseth and His Company, Virtual Vision Inc., to Pay More than $1 Million in Restitution and Penalties in Fraud Action
Order: CFTC v. Jeffrey J. Kinseth and et al

02/22/2012
CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits
Order: CFTC v. D.E. Shaw & CO. L.P.

02/22/2012
CFTC Settles Action against Aaron Klein for Failing to Disclose He Was a Registrant’s Principal
Order: CFTC v. Aaron Klein

02/17/2012
CFTC Charges Mitchell Brian Huffman of North Carolina with Operating a Fraudulent $3.2 Million Commodity Pool Scheme
Complaint: Mitchell Brian Huffman

02/16/2012
Federal Court Orders Texas Resident Robert D. Watson to Pay $31 Million for Defrauding Customers, Misappropriating Millions of Dollars, and Providing Fictitious Records in Forex Scheme
Consent Order: Daniel Petroski
Consent Order: PrivateFX Global One Ltd., SA, et al.
Order: PrivateFX Global One Ltd., SA, et al.

02/15/2012
CFTC Charges Puerto Rico Resident Angel F. Collazo and his Companies, ACJ Capital Inc. and Solid View Capital LLC, in Forex Fraud Ponzi Scheme
Order: ACJ Capital, Inc., et al.
Complaint: CFTC v. Solid View Capital LLC et al
Order: CFTC v. Solid View Capital LLC et al

02/15/2012
Georgia Federal Court Enters Order for Permanent Injunction against Joseph L. Autry, Jr. and His Company, Autry Capital Management LLC, for Commodity Fraud
Order: Joseph I. Autry Jr., et al.

02/08/2012
CFTC Charges Texas Resident Christopher B. Cornett in Foreign Currency Fraud Action
Complaint: CFTC v. Christopher B. Cornett

02/02/2012
Arizona Federal Court Orders Anthony Eugene Linton to Pay More Than $1.7 Million for Operating Ponzi Scheme
Order: Anthony Eugene Linton

01/31/2012
CFTC Issues Consumer Advisory Alerting Public to Possible Precious Metals Fraud
01/23/2012

CFTC Orders Conn. Resident Timothy Michael Murphy and His Company, Centurion Global Capital Management LLC, to Pay $360,000 for Commodity Pool Solicitation Fraud
Order: Centurion Global Capital, et al.

01/12/2012
CFTC Files Enforcement Action against Two Indian Citizens for Allegedly Engaging in an Illegal Trading Scheme
Complaint: Deepak Singhal and Meera Singhal

01/09/2012
CFTC Orders Newedge USA, LLC, a Registered Futures Commission Merchant, to Pay $700,000 for Submitting Inaccurate Large Trader Reports to the CFTC and for Violating a Prior CFTC Order

Order: Newedge USA, LLC

01/05/2012
Federal Court Orders CFTC Defendant Larry Benny Groover to Pay $2.69 Million for Defrauding Customers in Forex Ponzi Scheme
Order: CFTC v. Larry Benny Groover, et al

01/05/2012
Illinois Federal Court Imposes $140,000 Civil Monetary Penalty on Foreign Currency Firm, FXOpen Investments Inc., for Acting as an Unregistered Retail Foreign Exchange Dealer
Order: FXOpen Investments Inc.

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